Professional Role · Topic 5 of 26
Payment Models, Fraud & Compliance
Tap any line to see why it matters
Payment Models, Fraud & Compliance
MIPS scores four categories against a 75-point threshold. False claims, kickbacks and self-referral are separate laws with different intent standards.
MIPS, 2026 performance period
The 2026 score sets the 2028 payment
MIPS Value Pathways gained 6 new options for 2026. CMS's proposed CY 2027 rule, proposed July 2026 and not final as of this review (no final CY 2027 physician fee schedule rule found in the Federal Register on 2026-11-02; check it), would sunset traditional MIPS reporting beginning with the 2029 performance period.
MACRA and Advanced APMs
MACRA created two tracks: MIPS and Advanced APMs
Congress has changed the incentive percentages repeatedly; these are the amounts in the statute as of 2026-11-02. The CY 2026 Medicare conversion factors are $33.57 for qualifying APM participants and $33.40 for all other clinicians; the factors reset every year.
LAN framework: four payment categories
ACOs and bundled episodes
False Claims Act
"Knowing" includes deliberate ignorance and reckless disregard
DOJ normally adjusts the penalty range for inflation each year, so check 28 CFR 85.5; the OIG Roadmap still prints the older $11,000 figure. A claim resulting from a kickback or a Stark violation may itself be false, creating False Claims Act liability on top of the underlying law. There is also a criminal False Claims Act.
Anti-Kickback Statute
A criminal law: knowing and willful
Stark law
Strict liability: no intent required
CMS's page states the Stark bar for Medicare; OIG's Roadmap includes Medicaid. The NP point is inferred from the definitions in 42 U.S.C. 1395x(r) and 42 CFR 411.351; no CMS statement specific to NPs was found, and NP arrangements with physicians still need legal review. Designated health services: clinical lab; PT, OT and speech therapy; radiology and imaging; radiation therapy; DME; parenteral and enteral nutrition; prosthetics and orthotics; home health; outpatient drugs; and hospital services.
Stark law or Anti-Kickback Statute?
| Stark law | Anti-Kickback Statute | |
|---|---|---|
| Intent | Strict liability; no intent needed | Knowing and willful |
| Who | Physicians and their entities | Anyone paying or receiving |
| Covers | Designated health services | Any federal program item or service |
| Conduct | Referral with a financial relationship | Anything of value for referrals |
| Protection | Must fit an exception | Must fit a safe harbor |
| Sanctions | Fines and exclusion | Felony, fines, prison, exclusion |
Exclusion and overpayments
The 60-day deadline can be suspended during a timely good-faith investigation of related overpayments, for up to 180 days.
OIG's seven compliance program elements
Since Program Year 2021, Open Payments covers nurse practitioners, physician assistants, clinical nurse specialists, CRNAs, anesthesiologist assistants and nurse midwives, so industry payments to NPs are publicly reported.
Stark needs no intent; kickbacks need knowing and willful; False Claims includes reckless disregard.
Sources · CMS: CY 2026 PFS Final Rule, Quality Payment Program Fact Sheet and Policy Comparison Table (open copy) · ACAAI: 2026 MIPS final policies · mdinteractive: 2026 MIPS rules, eligibility and low-volume threshold · HHS-OIG: Fraud & abuse laws, A Roadmap for New Physicians · 31 U.S.C. 3730: Civil actions for false claims · Federal Register: DOJ civil monetary penalties inflation adjustments for 2025 · 42 U.S.C. 1320a-7b: Criminal penalties for acts involving federal health care programs · 42 U.S.C. 1320a-7: Exclusion from federal health care programs · 42 CFR 411.351: Stark law definitions, referring physician · 42 U.S.C. 1395x(r): Medicare definition of physician · CMS: Physician self-referral law · 42 CFR 401.305: Report and return of overpayments · ASA: CY 2026 Medicare conversion factors higher for physicians in APMs · Taft: CMS MACRA final rule, MIPS clinicians and Advanced APM criteria · Oregon Health Authority: LAN APM framework · CMS: Medicare Shared Savings Program · CMS: Transforming Episode Accountability Model (TEAM) · Crowell: OIG General Compliance Program Guidance, overview of the seven elements · CMS bulletin: Program Year 2021 Open Payments data (new covered recipients) · American Urological Association: MACRA and the Quality Payment Program · HFMA: CY 2027 PFS proposed rule summary, Part III, Quality Payment Program · 42 CFR 414.1405: MIPS payment adjustments · 42 CFR 414.1415: Advanced APM criteria · 42 U.S.C. 1395l(z): Incentive payments for participation in eligible alternative payment models · CMS: CY 2026 Medicare Physician Fee Schedule final rule fact sheet · Federal Register: DOJ civil monetary penalties inflation adjustments for 2026 (no adjustment) · HHS-OIG: Background information on exclusion authorities · HHS-OIG: General Compliance Program Guidance (November 2023) · Follow your institution's protocols.